Operational risk accounts for a significant level of many asset management failures.  Thorough analysis of a firm’s efficiency, effectiveness, capacity, and internal controls are critical when supporting due diligence inquiries from regulators and investors. Without appropriate operational processes in place, clients are at risk of facing increased investor and regulatory scrutiny, posing significant reputation risk and potentially affecting profitability.  ATI has the necessary expertise to help clients optimize their cash and derivative operation areas.

• Documentation Workflow, including repository usage and transparent audit facilities.
• Trade Processing Risk, minimized by the addition of automation whenever possible.
• Accurate Data Management and Reporting.
• Communication Lines between Trading, Portfolio Management and Back-office.
• Cash Management, Collateral Management, and Margin Maintenance Failure Monitoring.
• Automation due to overly manual process functions, System Limitations and Lack of Data Integration.
• Risk Management and Control Framework

ATI provides thorough and well documented procedures for daily use in client operational departments.   Our consultants are experts in identifying, quantifying, and implementing solutions for an information system’s needs.  Through our ‘tested, tried, and true’ methods, we enable our customers to reach the ultimate objective: decreased risks, increased profits. Bottom line.